FinSA Art. 89 - Violation of the code of conduct

Einleitung zur Rechtsnorm FinSA:



Art. 89 FinSA from 2024

Art. 89 Financial Services Act (FinSA) drucken

Art. 89 Criminal Provisions Violation of the code of conduct

A fine not exceeding CHF 100,000 shall be imposed on any person who wilfully:

  • a. provides false information or withholds material facts when complying with the duties to provide information under Article 8;
  • b. seriously violates the duties to assess appropriateness and suitability under Articles 10 to 14;
  • c. violates the provisions on the disclosure of compensation paid by third parties under Article 26.

    • Es besteht kein Anspruch auf Aktualität und Vollständigkeit/Richtigkeit.

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