FinSA Art. 41 - Exemptions

Einleitung zur Rechtsnorm FinSA:



Art. 41 FinSA from 2024

Art. 41 Financial Services Act (FinSA) drucken

Art. 41 Exemptions

1 The reviewing body may provide that information need not be included in the prospectus if:

  • a.disclosure would be seriously detrimental to the issuer and omission would not mislead investors with regard to facts and circumstances that are essential to an informed assessment of the quality of the issuer and the characteristics of the securities;
  • b. the information in question is only of minor importance and has no bearing on the assessment of the business situation and the main prospects, risks and litigation of the issuer or of the guarantor and security provider; or
  • c. the information concerns securities traded on a trading venue, and the issuer'"s periodic reporting over the preceding three years complied with the applicable financial reporting requirements.
  • 2 The reviewing body may to a limited degree provide for further exemptions insofar as the interests of investors remain protected.


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