FinSA Art. 30 - Contents

Einleitung zur Rechtsnorm FinSA:

Art. 30 FinSA from 2024

Art. 30 Contents

The register of advisers shall contain at least the following details on client advisers:

a. surname and forenames;

b. name or company name and address of the financial service provider for which they work;

c. function and position of the client adviser within the organisation;

d. fields of activity;

e. basic training and continuing professional development completed;

f. ombudsman'"s office to which they themselves in their capacity as financial service providers or the financial service provider for which they work are affiliated;

g. date of the register entry.

Es besteht kein Anspruch auf Aktualität und Vollständigkeit/Richtigkeit.