FinSA Art. 52 - Reviewing body

Einleitung zur Rechtsnorm FinSA:



Art. 52 FinSA from 2024

Art. 52 Financial Services Act (FinSA) drucken

Art. 52 Reviewing body

1 The reviewing body requires a licence from FINMA. FINMA may grant a licence to two or more reviewing bodies provided this is objectively justified.

2 The reviewing body must be organised so as to guarantee the independent fulfilment of its tasks.

3 The reviewing body and the persons responsible for its management must provide the guarantee of irreproachable business conduct. Furthermore, the persons responsible for its management must enjoy a good reputation and have the specialist qualifications required for their function.

4 If the reviewing body no longer fulfils the requirements under this Act, FINMA shall order the measures necessary to remedy the deficiencies. If, within a reasonable period, the reviewing body fails to remedy the deficiencies preventing it from fulfilling its tasks, FINMA shall withdraw its licence.

5 If a private body is not available as a reviewing body, the Federal Council shall designate a body for this task.


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