FinSA Art. 40 - Contents

Einleitung zur Rechtsnorm FinSA:

Art. 40 FinSA from 2021

Art. 40 Requirements Contents

¹ The prospectus shall contain the essential information for the investor's decision on:

a. the issuer and the guarantor and security provider, specifically:

1. the board of directors, management board, auditors and other governing bodies,

2. the most recent semi-annual or annual accounts or, where these are not yet available, information on assets and liabilities,

3. the business situation,

4. the main prospects, risks and litigation;

b. the securities to be offered publicly or admitted to trading on a trading venue, specifically the associated rights, obligations and risks for investors;

c. the offer, specifically the type of placement and the estimated net proceeds of the issue.

² The information shall be provided in one of the official languages of the Swiss Confederation or in English.

³ The prospectus shall also contain a clearly understandable summary of the essential information.

⁴ If the final issue price and the issue volume cannot be stated in the prospectus, it must then indicate the maximum issue price and the criteria and conditions used to determine the issue volume. The information on the final issue price and on the issue volume shall be filed with and published by the reviewing body.

⁵ In the case of offers for which an exception in accordance with Article 51 paragraph 2 is requested, the prospectus shall mention that this has not yet been reviewed.

Es besteht kein Anspruch auf Aktualität und Vollständigkeit/Richtigkeit.