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Financial Services Act (FinSA) in english
Financial Services Act - 2021
Art. 1
- Purpose and subject matter
Art. 2
- Scope of application
Art. 3
- Definitions
Art. 4
- Client segmentation
Art. 5
- Opting out and opting in
Art. 6
- Client advisers must have sufficient knowledge of the code of conduct set out in this Act and the [...]
Art. 7
-
1
Financial service providers must comply with the supervisory duties set out under [...]
Art. 8
- Content and form of information
Art. 9
- Content and form of information
Art. 10
- Duty to review
Art. 11
- Assessment of appropriateness
Art. 12
- Assessment of suitability
Art. 13
- Exemption from the duty to review
Art. 14
- Non-assessable or lacking appropriateness or suitability
Art. 15
- Documentation
Art. 16
- Rendering of account
Art. 17
- Handling of client orders
Art. 18
- Best execution of client orders
Art. 19
- Use of clients' financial instruments
Art. 20
-
1
The provisions of this chapter do not apply to transactions involving [...]
Art. 21
- Appropriate organisation
Art. 22
- Staff
Art. 23
- Involvement of third parties
Art. 24
- Chain of providers
Art. 25
- Organisational precautions
Art. 26
- Compensation from third parties
Art. 27
- Staff transactions
Art. 28
- Duty to register
Art. 29
- Registration conditions
Art. 30
- Contents
Art. 31
- Registration body
Art. 32
- Keeping of the register and notification duty
Art. 33
- Fees
Art. 34
- Procedure
Art. 35
- Duty to publish a prospectus
Art. 36
- Exemptions by type of offer
Art. 37
- Exemptions by type of securities
Art. 38
- Exemptions for admission to trading
Art. 39
- Information beyond the scope of the duty to publish a prospectus
Art. 40
- Contents
Art. 41
- Exemptions
Art. 42
- Inclusion by reference
Art. 43
- Summary
Art. 44
- Structure
Art. 45
- Base prospectus
Art. 47
-
1
The Federal Council may grant a relaxation of the duty to publish a prospectus and [...]
Art. 48
- Open-ended collective investment schemes
Art. 49
- Closed-ended collective investment schemes
Art. 50
- Exemptions
Art. 51
- Duty
Art. 52
- Reviewing body
Art. 53
- Procedure and deadlines
Art. 54
- Foreign prospectuses
Art. 55
- Validity
Art. 56
- Supplements
Art. 57
- Fees
Art. 58
- Duty
Art. 59
- Exemptions
Art. 60
- Contents
Art. 61
- Requirements
Art. 62
- Changes
Art. 63
- Supplementary provisions
Art. 64
- Prospectus for securities
Art. 65
- Prospectus for collective investment schemes
Art. 66
- Key information document
Art. 67
- Changes to the rights associated with securities
Art. 68
-
1
Advertising for financial instruments must be clearly indicated as [...]
Art. 69
-
1
Any person who fails to exercise due care and thereby furnishes information that [...]
Art. 70
- Structured products
Art. 71
- In-house funds
Art. 72
- Entitlement
Art. 73
- Procedure
Art. 74
- Principle
Art. 75
- Procedure
Art. 76
- Interdependence with conciliation proceedings and other proceedings
Art. 77
- Duty to affiliate
Art. 78
- Duty to participate
Art. 79
- Duty to provide information
Art. 80
- Financial participation
Art. 81
- Admission
Art. 82
- Exclusion
Art. 83
- Duty to inform
Art. 84
- Recognition
Art. 85
- Review of recognition
Art. 86
- Reporting
Art. 87
- Supervision
Art. 88
- Exchange of information
Art. 89
- Violation of the code of conduct
Art. 90
- Violation of the regulations on prospectuses and key information documents
Art. 91
- Unauthorised offering of financial instruments
Art. 92
- Exemptions
Art. 93
- Implementing provisions
Art. 94
- Amendment of other legislation
Art. 95
- Transitional provisions
Art. 96
- Referendum and commencement