FinSA Art. 95 - Transitional provisions

Einleitung zur Rechtsnorm FinSA:



Art. 95 FinSA from 2024

Art. 95 Financial Services Act (FinSA) drucken

Art. 95 Transitional provisions

1 The Federal Council may make provision for a transitional period for fulfilment of the requirements set out in Article 6.

2 The client advisers in accordance with Article 28 must report to the registration body for entry in the register within six months of this Act coming into force.

3 Financial service providers must be affiliated to an ombudsman'"s office in accordance with Article 74 within six months of this Act coming into force.

4 The provisions of Title 3 of this Act will come into force two years after this Act comes into force:

  • a. in the case of securities for which a public offer was made or a request was made for admission to trading on a trading venue before entry into force;
  • b. in the case of financial instruments that were offered to retail clients before entry into force.

    • 5 The Federal Council may extend the time frame under paragraph 4 for securities if this is warranted by a delay in the reviewing body commencing operations.

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